Capital And Planning, LLC
Firm details
- Headquarters
- Jonesboro, Georgia
- CRD number
- 321104
- Registered since
- June 3, 2022
- Website
- capitalandplanning.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.15%
- Individuals34.24%
- Charitable Organizations0.29%
- Corporations / Businesses0.29%
- Pension & Profit Sharing Plans0.03%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Capital And Planning, LLC is an independent, SEC-registered registered investment adviser (registered in 2022) organized as an LLC and owned by an individual. The firm serves individual and family clients, offering fee-based financial planning and discretionary portfolio management with fees charged as a percentage of AUM. It also operates as an insurance broker and uses insurance products as part of its client solutions. The firm does not identify as an active ESG investor and is not classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
Contacts
3 of 3
Joseph Norton
Financial AdvisorCRD 6666537
Justin Florence
Registered RepresentativeCRD 4370448
Michael Edmondson
PresidentCRD 2552747
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$4.8M in ETFs
84%
$4M
16%
$748K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $2.5M | 27,919 | 51.32% |
Location
Jonesboro, GA
Clayton
Location
Jonesboro, GA
Headquartered in Jonesboro, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Clayton
- Address
- 2242 Mount Zion Rd
- Time zone
- ET (UTC-5)
- Office locations
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