Capital Advisor Network
Firm details
- Headquarters
- Lafayette, Indiana
- CRD number
- 297578
- Registered since
- February 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals65.26%
- HNWI32.55%
- Pension & Profit Sharing Plans2.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Advisor Network is an independent, SEC‑registered investment adviser (registered in 2022) organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients and acts as a capital allocator, using third‑party managers alongside in‑house advice. Advisory services listed on its ADV include financial planning, portfolio management for individuals and small businesses, pension consulting-related work, and selection of other advisers. Fee arrangements are flexible across percentage-of-AUM, hourly, and fixed-fee engagements. The firm identifies as an active ESG investor and appears to combine public fund exposure with selected alternative manager allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Private Funds20%
- Cash & Cash Equivalents5%
- Exchange Traded Equities1%
Owners & executives
3 of 3Jessica Roeper
Chief Compliance OfficerCRD 5900014
Peter Johnson
Owner, Chief Compliance OfficerCRD 1371966
Jared Wickes
Chief Investment OfficerCRD 4468598
Contacts
3 of 7
William Evans
Founder & Financial AdvisorCRD 5375352
Fred Brockman
Investment Adviser RepresentativeCRD 7269465
Michael Niemczyk
Director of Investments & PlanningCRD 3097183
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 143Active vs passive
$80.5M in ETFs
87%
$69.8M
9%
$10.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $8.5M | 11,365 | 10.58% |
Location
Lafayette, IN
Tippecanoe
Location
Lafayette, IN
Headquartered in Lafayette, IN, anchoring the Lafayette-West Lafayette-Frankfort, IN metro in the Midwest.
- Metro area
- Lafayette-West Lafayette-Frankfort, IN
- Region
- Midwest
- County
- Tippecanoe
- Address
- 925 Mezzanine Dr
- Time zone
- ET (UTC-5)
- Office locations
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