Capital Advantage, Inc.

RIASEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$562K
Accounts
2,271
Employees
16
Advisory reps
8

Firm details

Headquarters
Walnut Creek, California
CRD number
108985
Registered since
September 23, 1998
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI84%
  • Individuals15.6%
  • Corporations / Businesses0.28%
  • Charitable Organizations0.12%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Advantage, Inc. is an independent registered investment adviser that has been SEC-registered since 1998. The firm serves both individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Its advisory services center on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm identifies as a capital allocator and flags itself as an active ESG investor, indicating ESG considerations are integrated into its manager selection or portfolio construction.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 17%, Investment Grade Corp Bonds 5%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities17%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Dawnalizabeth Henke

    Dawnalizabeth Henke

    Principal And Chief Compliance OfficerCRD 5012266

Contacts

3 of 7
  • Ian Castille

    Ian Castille

    Principal & Senior Financial AdvisorCRD 5091378

  • Colin Taylor

    Colin Taylor

    Principal, Director of InvestmentsCRD 5196686

  • John Hayman

    John Hayman

    ​President and FounderCRD 1041878

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 92

Active vs passive

$877M in ETFs

Passive

61%

$532M

Active

29%

$346M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SHORT DURATION BOND ACTIVE ETF (NEAR)BlackRockActiveShort Term Bond$105M2,104,33211.96%

Location

Primary office

Walnut Creek, CA

Contra Costa

Location

Walnut Creek, CA

Headquartered in Walnut Creek, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1855 Olympic Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth