Capis

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
7551
Registered since
December 22, 1977

Firm profile

FINTRX

Overview

Capis is organized as a corporation and has been SEC-registered since 1977. Ownership is listed as a mix of a domestic entity and individuals. The firm’s internal classification is recorded as unclassified, and available fields indicate it does not operate as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. The firm did not supply narrative detail about business activities, advisory services, or affiliations in the source dataset. That absence limits visibility into target client segments, fee schedules, or the types of investment mandates the firm pursues.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Thomas Kicak

    Thomas Kicak

    Chief Compliance OfficerCRD 1441596

  • Paul Schmid

    Independent ContractorCRD 1977228

  • Benin Huseinbegovic

    Benin Huseinbegovic

    Chief Financial OfficerCRD 4806696

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Contacts

3 of 40
  • Jorgen Heidemann

    Managing DirectorCRD 1042114

  • David Zigon

    Senior Equity TraderCRD 2598243

  • Stephanie Deroy

    Stephanie Deroy

    Operations SupervisorCRD 4221083

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1700 Pacific Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth