Cape Investment Advisory, Inc.

Overview

Cape Investment Advisory, Inc. is a fee-based advisory firm that has been SEC-registered since 2010 and is organized as a corporation with individual ownership. The firm serves both individual/family and institutional clients, charging fees based on a percentage of assets under management. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational seminars and workshops. Cape also maintains industry relationships across broker-dealers, other investment advisers, and insurance companies. The firm reports it is not an active ESG investor. Its stated allocation activity identifies Cape as a capital allocator that uses third-party managers for alternatives while incorporating traditional products such as mutual funds and annuities into client portfolios.

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Public Holdings

Investments & Alternatives

Location & Offices