Cape Ann Asset Management

RIASEC RegisteredEst. 2016

Total AUM

$2.3B

Discretionary

$2.3B

100% of AUM

Avg account

$580M

Accounts

Employees

Advisory reps

Firm details

Headquarters: London,
CRD number: 284056
Registered since: August 9, 2016
Website: www.capeannam.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles96.32%
Corporations / Businesses3.68%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cape Ann Asset Management is a small, institutionally focused advisory firm that serves as a manager and operator of pooled investment vehicles. Registered with the SEC in 2016, the firm acts in roles that include CPO/CTA activity and sponsor/GP responsibilities for pooled products. Its client base is institutional, fees are charged as a percentage of AUM, and the firm describes itself as an active ESG investor. The firm’s corporate ownership is listed as a mix of a foreign entity and an individual.