Cape Ann Asset Management

Overview

Cape Ann Asset Management is an institutional RIA that provides portfolio management for pooled investment vehicles and for businesses or institutions. The firm is SEC-registered (since 2016) and organized under an ownership structure that includes both an individual and a foreign entity. Its revenue model is percentage-of-AUM fees and it identifies as a CPO/CTA in its business activities. Cape Ann also serves in sponsor/GP and managing-member roles for pooled vehicles and reports being an active ESG investor. The firm’s client base is institutional, and it does not present itself as a multi-state adviser or pension consultant. It does not operate primarily as a capital allocator; instead it appears focused on managing pooled funds and institutional mandates where it can act as portfolio manager and vehicle sponsor.

Assets & Accounts

Public Holdings

Investments & Alternatives