CANNELL CAPITAL LLC

RIASEC RegisteredEst. 2011
Total AUM
$373M
Discretionary
$373M
100% of AUM
Avg account
$33.9M
Accounts
11
Employees
4
Advisory reps
2

Firm details

Headquarters
ALTA, Wyoming
CRD number
158371
Registered since
July 29, 2011
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other54.91%
  • Pooled Investment Vehicles41.94%
  • HNWI3.16%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cannell Capital LLC is an SEC‑registered investment adviser organized as an LLC and in operation since 2011. The firm combines hedge fund and venture-capital activity with manager responsibilities across pooled vehicles; its profile is described as a multifaceted fund manager that also performs commodity pool operator/commodity trading advisor activities. Clients include high‑net‑worth individuals, families and institutional investors. Compensation is a mix of a percentage of assets under management and performance‑based fees. The firm does not position itself as an ESG investor and is not identified as a multi‑state adviser. Cannell manages both separately managed accounts and pooled funds, and it runs private fund vehicles (hedge and venture formats are prominent). It reports advisory services for individuals and small businesses as well as for pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Non-Exchange Traded Equities 31%, Cash & Cash Equivalents 10%, Non-Investment Grade Corp Bonds 2%57%
  • Exchange Traded Equities57%
  • Non-Exchange Traded Equities31%
  • Cash & Cash Equivalents10%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • STEPHEN WAGSTAFF

    Chief Operating OfficerCRD 5776553

Contacts

1 of 1
  • JAMES CANNELL

    Managing MemberCRD 2465174

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALTA, WY

TETON

Location

ALTA, WY

Headquartered in ALTA, WY, in the West of the United States.

Region
West
County
TETON
Address
245 Meriwether Cir
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth