Cadman Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
128344
Registered since
February 10, 2004

Firm profile

FINTRX

Overview

Cadman Securities, LLC is an SEC-registered limited liability company that is structured as an investment bank and placement agent. The firm has been registered with the SEC since 2004 and is listed as owned by a domestic entity/individual. The dataset characterizes Cadman Securities as an intermediary focused on capital markets activity—placement and distribution—rather than as a discretionary asset manager or allocator. The firm is not identified as a capital allocator and is not flagged as an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The source file does not supply details on client segments, fee schedules, or the specific business and advisory services the firm offers; its primary classification and owner type imply a focus on private placements and capital-raising transactions rather than on managing client portfolios.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Scott Brown

    Scott Brown

    FinOpCRD 6694802

  • Michael Regan

    Michael Regan

    Managing DirectorCRD 2458924

  • Paige Rand

    Paige Rand

    Senior Compliance ProfessionalCRD 4520907

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
313 W Wolf Point Plz
Time zone
CT (UTC-6)
Office locations

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