C 3 Financial Strategies

Overview

C 3 Financial Strategies is a small, independent RIA structured as a sole proprietorship that focuses on individual and family clients. The firm combines ongoing portfolio management with financial planning and educational workshops, and it also operates as an insurance broker. It charges clients via a mix of percentage-of-AUM fees, hourly fees and fixed fees, which supports flexible engagement models for both ongoing relationships and one‑off advice. Investment activity centers on blending liquid pooled products with a meaningful allocation to private funds. The firm does not operate as a capital allocator or as a multi‑state adviser, and it is not positioned as an ESG‑focused manager. Its client base and services skew toward personalized relationships and smaller institutional-type work for individuals and small businesses rather than large-scale institutional mandates.

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Location & Offices