BWS Financial

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
Woodland Hills, California
CRD number
122074
Fee structure
Subscription Fees, Other
Services
Publication of PeriodicalsSecurity Ratings / Pricing ServicesMarket Timing Services

Firm profile

FINTRX

Overview

BWS Financial is organized as a corporation and operates as an institutional registered investment adviser serving institutional clients. The firm does not act as a capital allocator and is not identified as an active ESG investor. Its stated fee approach includes subscription fees and other non-standard charging arrangements rather than a typical percentage-of-assets advisory fee. Published advisory activities include the production of periodicals or newsletters, provision of security ratings or pricing services, and market-timing services, indicating the firm provides research or information products in addition to investment advice. Regulatory markers show it is not a multistate adviser and is not positioned as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Hamed Khorsand

    Hamed Khorsand

    PrincipalCRD 4730587

  • Vahid Khorsand

    Vahid Khorsand

    AnalystCRD 5029181

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Woodland Hills, CA

Los Angeles

Location

Woodland Hills, CA

Headquartered in Woodland Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
20121 Ventura Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth