BUSS CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- LAKE FOREST, Illinois
- CRD number
- 165447
- Website
- busscapitalmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI51.92%
- Individuals33.17%
- Pension & Profit Sharing Plans12.21%
- Other2.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Buss Capital Management, LLC is an independent RIA that manages portfolios for individuals, families and smaller institutional clients with a fee model tied to assets under management. The firm leans heavily toward public equities — both single-stock and exchange-traded instruments — and constructs portfolios around equity exposure rather than fixed-income or ESG-driven mandates. Advisory services include ongoing portfolio management, financial planning, client education through periodic publications and seminars, and a business function as a real estate broker that can inform real-asset allocations or client real estate advisory. Investment activity is centered on discretionary equity management, with the bulk of client assets managed on a discretionary basis. The firm supplements core equity exposures with mutual funds and allocates selectively to third-party alternative managers across hedge funds, real estate and commodity strategies. Buss Capital’s approach appears to prioritize liquid, exchange-traded instruments for core implementation while using external managers for alternative or less liquid exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Contacts
2 of 2HAL MARCUS
Registered RepresentativeCRD 861802
CAROL BUSS
Financial AdvisorCRD 2247651
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LAKE FOREST, IL
LAKE
Location
LAKE FOREST, IL
Headquartered in LAKE FOREST, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 250 E Illinois Rd
- Time zone
- CT (UTC-6)
- Office locations
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