BUSS CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$29.6M
Discretionary
$26.4M
89% of AUM
Avg account
$365K
Accounts
81
Employees
2
Advisory reps
2

Firm details

Headquarters
LAKE FOREST, Illinois
CRD number
165447
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI51.92%
  • Individuals33.17%
  • Pension & Profit Sharing Plans12.21%
  • Other2.71%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Buss Capital Management, LLC is an independent RIA that manages portfolios for individuals, families and smaller institutional clients with a fee model tied to assets under management. The firm leans heavily toward public equities — both single-stock and exchange-traded instruments — and constructs portfolios around equity exposure rather than fixed-income or ESG-driven mandates. Advisory services include ongoing portfolio management, financial planning, client education through periodic publications and seminars, and a business function as a real estate broker that can inform real-asset allocations or client real estate advisory. Investment activity is centered on discretionary equity management, with the bulk of client assets managed on a discretionary basis. The firm supplements core equity exposures with mutual funds and allocates selectively to third-party alternative managers across hedge funds, real estate and commodity strategies. Buss Capital’s approach appears to prioritize liquid, exchange-traded instruments for core implementation while using external managers for alternative or less liquid exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • HAL MARCUS

    Registered RepresentativeCRD 861802

  • CAROL BUSS

    Financial AdvisorCRD 2247651

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAKE FOREST, IL

LAKE

Location

LAKE FOREST, IL

Headquartered in LAKE FOREST, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
250 E Illinois Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth