BURFORD BROTHERS, INC.

RIASEC RegisteredEst. 2019
Total AUM
$440M
Discretionary
$433M
98% of AUM
Avg account
$514K
Accounts
856
Employees
4
Advisory reps
6

Firm details

Headquarters
DALLAS, Texas
CRD number
306574
Registered since
December 16, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI84.7%
  • Individuals14%
  • Pension & Profit Sharing Plans0.76%
  • Charitable Organizations0.2%
  • Other0.19%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Burford Brothers, Inc. is a corporation that registered with the SEC in 2019 and is owned by an individual. The firm operates as a capital allocator serving both individual/family and institutional clients, charging fees based on a percentage of assets under management. Its advisory services include discretionary portfolio management for individuals and small businesses, pension consulting, and the selection of external advisers. Burford Brothers does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm appears to blend in-house portfolio management with allocations to outside managers. Public mutual funds are a prominent vehicle in the mix, and the firm also allocates to third-party managers for alternative strategies noted below.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 42%, US Government Bonds 2%, Cash & Cash Equivalents 2%, Other 2%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities42%
  • US Government Bonds2%
  • Cash & Cash Equivalents2%
  • Other2%

Contacts

3 of 6
  • CHARLES BURFORD

    Partner, Financial AdvisorCRD 5958171

  • Corbin Caudle

    Managing DirectorCRD 6840960

  • Daniel Raggio

    Investment Adviser RepresentativeCRD 6696030

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 76

Active vs passive

$119M in ETFs

Passive

27%

$32.2M

Active

73%

$86.5M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP CORE EQUITY ETF (CGUS)Capital GroupActiveLarge Blend$14M365,47411.83%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
7001 Preston Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth