Bruce Markets LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
300209
Registered since
November 10, 2020
Website
peak6.com

Firm profile

FINTRX

Overview

Bruce Markets LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser since 2020. The firm’s ownership is listed as a combination of a domestic entity and an individual. The snapshot classifies the firm as Unclassified and records several binary attributes: it is not a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is not a pension consultant or related adviser. Public disclosures in the FINTRX snapshot are sparse. The profile contains no detail about the firm’s client segments, fee schedules, stated business activities, or the nature of its advisory services, which limits what can be said about its market positioning or target clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Lish

    Michael Lish

    Chief Operating OfficerCRD 4539941

  • Jason Wallach

    Jason Wallach

    Chief Executive OfficerCRD 4918286

  • Robert Tourney

    Robert Tourney

    Chief Compliance OfficerCRD 6251742

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Contacts

3 of 7
  • Michael Padnis

    ManagerCRD 2458843

  • Ralph D'auge

    Ralph D'auge

    Global ControllerCRD 4664611

  • Michael Arrendale

    Michael Arrendale

    Senior DeveloperCRD 5476273

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth