BROPHY WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2013
Total AUM
$533M
Discretionary
$533M
100% of AUM
Avg account
$442K
Accounts
1,205
Employees
11
Advisory reps
4

Firm details

Headquarters
BEDFORD, New Hampshire
CRD number
169894
Registered since
December 17, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI82.67%
  • Individuals17.24%
  • Charitable Organizations0.09%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Brophy Wealth Management, LLC is an independent, owner-operated RIA formed as an LLC and SEC-registered in 2013. The firm serves individual and family clients and positions itself as a fee-for-service wealth manager and capital allocator that both directly manages portfolios and hires outside managers where appropriate. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of third-party advisers. Fee arrangements are mixed: percentage of AUM plus hourly and fixed-fee engagements. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 40%, US Government Bonds 3%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds40%
  • US Government Bonds3%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • STEPHEN BROPHY

    Senior Wealth ManagerCRD 1490789

  • Luke Trotochaud

    Director of Wealth ManagementCRD 6453156

  • Michael Guarini

    Wealth ManagerCRD 6547807

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$137M in ETFs

Passive

99%

$136M

Active

1%

$957K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD WORLD FUND (MGK)VanguardPassiveLarge Growth$22.4M69,53216.37%

Location

Primary office

BEDFORD, NH

HILLSBOROUGH

Location

BEDFORD, NH

Headquartered in BEDFORD, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
HILLSBOROUGH
Address
40 S River Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth