BROOM VENTURES, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
317986

Firm profile

FINTRX

Overview

Broom Ventures, LLC is organized as a limited liability company with ownership tied to a domestic entity and an individual. Public filings do not list an SEC registration year. The firm is classified as unclassified in the snapshot data and is identified as not acting as a capital allocator. It is not flagged as an active ESG investor, is not a multistate adviser, and is not described as a pension consultant or a related adviser. The firm’s profile furnishes limited detail on client-facing advisory activities and fee structure; the available disclosures emphasize its role in managing private investment vehicles rather than a retail/advisory account business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Jeffrey Rosen

    Managing PartnerCRD 7486333

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
2370 Market St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth