BROOKSTONE FINANCIAL

RIASEC Registered
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$222K
Accounts
466
Employees
5
Advisory reps
4

Firm details

Headquarters
JEFFERSONVILLE, Indiana
CRD number
168185
Custodians
CHARLES SCHWAB & CO., INC., AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals79.74%
  • HNWI19.04%
  • Corporations / Businesses1.22%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Brookstone Financial is an independent registered investment adviser organized as an LLC and owned by an individual. It serves both individual & family clients and institutional mandates and functions as a capital allocator — sourcing and selecting outside managers as part of its advisory work. The firm charges fees as a percentage of assets under management and also uses hourly billing for some services. Advisory services listed on the firm’s profile include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers, plus educational seminars and workshops. Brookstone Financial indicates an affiliation with an insurance company and does not identify itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 37%, Cash & Cash Equivalents 8%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities37%
  • Cash & Cash Equivalents8%

Contacts

3 of 4
  • SETH STEWART

    President, Co-FounderCRD 5467292

  • Ethan Adams

    DirectorCRD 6656510

  • TAMMI DAUBY

    Financial PlannerCRD 4632144

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

JEFFERSONVILLE, IN

CLARK

Location

JEFFERSONVILLE, IN

Headquartered in JEFFERSONVILLE, IN, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the Midwest.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
Midwest
County
CLARK
Address
2213 Allison Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth