Brooklyn Fi, LLC
Firm details
- Headquarters
- Brooklyn, New York
- CRD number
- 292115
- Registered since
- April 19, 2021
- Website
- www.brooklynfi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.74%
- Individuals37.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brooklyn Fi, LLC is an independent SEC-registered investment adviser (registered in 2021) organized as an LLC that positions itself as a capital allocator for individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting, and offers selection-of-adviser services along with educational workshops. Its fees are charged through a mix of assets-under-management, hourly billing, and fixed-fee arrangements. Brooklyn Fi indicates active incorporation of ESG considerations into its investment approach and also acts as a conduit to external managers when clients need specialized exposure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Exchange Traded Equities5%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
2 of 2
John Owens
Chief Compliance OfficerCRD 7041108
Ally Ayers
Chief Executive OfficerCRD 7192030
Contacts
3 of 13
Anna Bhai
Senior Financial PlannerCRD 7086870
Kody Sherlund
Senior Financial PlannerCRD 6835710
Stuart Connelly
Client Development AdvisorCRD 5952361
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 220Active vs passive
$539M in ETFs
98%
$527M
1%
$12.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $53.3M | 756,154 | 9.88% |
Location
Brooklyn, NY
Kings
Location
Brooklyn, NY
Headquartered in Brooklyn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Kings
- Address
- 33 Nassau Ave
- Time zone
- ET (UTC-5)
- Office locations
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