Brookline Investments, Inc.

RIASEC RegisteredEst. 1999

Total AUM

$281M

Discretionary

$275M

98% of AUM

Avg account

$8.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Mountain Brk, Alabama
CRD number: 109239
Registered since: December 16, 1999
Custodians: CHARLES SCHWAB & CO., INC., U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles79.06%
HNWI16.95%
Pension & Profit Sharing Plans2.49%
Corporations / Businesses1.5%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Brookline Investments, Inc. is a corporate-structured, SEC-registered investment adviser that has been operating since 1999. The firm functions as both an independent RIA and a multifaceted fund manager, with activity as a private equity and venture capital sponsor. Brookline positions itself as a capital allocator serving individuals, families and institutional clients. Its advisory work includes discretionary portfolio management for individuals and pooled vehicles, selection of other advisers, and acting as sponsor/GP/managing member of pooled investment vehicles. Fee arrangements include a percentage-of-AUM component, performance-based fees and other fee types. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.