BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$139M
Accounts
14
Employees
19
Advisory reps
6

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
156772
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Brooke Private Equity Associates Management LLC is an SEC-registered adviser organized as a limited liability company that primarily manages private equity pooled vehicles for institutional investors. The firm acts as sponsor/GP and managing member of its pooled funds and provides portfolio management for those vehicles rather than serving as a broad capital allocator to outside managers. Ownership is reported as a mix of a domestic entity and an individual, and the adviser has been SEC-registered since 2012. The firm charges a combination of asset-based fees and performance-based fees, and it does not identify as an active ESG investor. Its regulatory footprint is limited — the adviser is not described as a multi-state adviser or pension consultant in the available data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • LAURIE CALLICUTT

    Chief Compliance Officer & Vice PresidentCRD 6020898

  • STEPHEN BYERS

    Chief Financial OfficerCRD 6662774

Contacts

3 of 4
  • SAMUEL BROOKE

    Financial AdvisorCRD 6022427

  • PETER BROOKE

    Co-FounderCRD 6022426

  • CHRISTOPHER AUSTEN

    Managing DirectorCRD 4390645

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
100 Federal St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth