BROCK POND CAPITAL PARTNERS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2026
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
ANN ARBOR, Michigan
CRD number
340414
Registered since
February 6, 2026

Firm profile

FINTRX

Overview

Brock Pond Capital Partners LLC is a limited liability company that operates in the financial advisory space. While the firm is newly registered with the SEC in 2026, it does not classify itself under any specific category, making it somewhat unique in its approach. The firm engages in activities related to pooled investment vehicles, acting as a sponsor, general partner, and managing member. This indicates a focus on collective investment strategies, although specific investment preferences and manager allocation interests have not been detailed.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • PRASAD PHATAK

    Managing MemberCRD 5957606

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ANN ARBOR, MI

WASHTENAW

Location

ANN ARBOR, MI

Headquartered in ANN ARBOR, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
WASHTENAW
Address
206 E Huron St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth