BROCK FIDUCIARY SERVICES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 153055
- Registered since
- March 4, 2010
- Website
- brockcapital.com
- Fee structure
- Fixed Fees
- Client types
- Pension & Profit Sharing Plans100%
Firm profile
FINTRXOverview
Brock Fiduciary Services LLC is an SEC-registered limited liability company that has operated since 2010. The firm bills itself primarily as a fee-for-service adviser with a fixed-fee pricing model and identifies a role as a pension consultant. Ownership is listed as a mix of a domestic entity and an individual. Brock maintains an affiliation with a broker‑dealer and is not designated as a multi‑state or newly formed adviser. The firm does not position itself as a capital allocator and is not flagged as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities100%
Owners & executives
1 of 1CHARLES BROCK
Chairman and Chief Executive OfficerCRD 5758862
Contacts
1 of 1JONGSOO LEE
Senior Managing DirectorCRD 5434434
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 505 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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