Brock Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 116791
- Website
- brockira.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals49.59%
- Other28.93%
- HNWI21.49%
- Services
- Portfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brock Asset Management operates as a limited liability company focused on providing portfolio management services primarily for individuals and families. The firm engages in various advisory activities, including the publication of periodicals and educational seminars. With a client base that consists of individual and family clients, Brock Asset Management employs a fee structure based on a percentage of assets under management. The firm does not classify itself as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Investment Grade Corp Bonds20%
- State & Local Bonds10%
- Cash & Cash Equivalents10%
Contacts
3 of 3
Natalie Germaine
Executive AssistantCRD 4833424
Kimberly Brock
Owner/ConsultantCRD 7163593
Ramsey Brock
AnalyticsCRD 2961683
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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