Broadway Wealth Solutions

Overview

Broadway Wealth Solutions is an independent registered investment adviser that began SEC registration in 2022. The firm serves both individual/family clients and institutional accounts, operating on a percentage-of-AUM fee model while also acting as an insurance broker. Advisory services include portfolio management for individuals, small businesses, and for business or institutional clients. Ownership is a mix of a domestic entity and an individual, and the firm identifies as an active ESG investor. The firm is not a multi-state adviser in the sense reported, and it does not present itself as a capital allocator or pension consultant. It lists industry affiliations with banking/thrift institutions and trust companies, which can suggest relationships or service integrations beyond pure advisory work.

Assets & Accounts

Public Holdings

Investments & Alternatives