Broadway Wealth Solutions
Firm details
- Headquarters
- San Antonio, Texas
- CRD number
- 291753
- Registered since
- May 5, 2022
- Website
- broadway.bank
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI48.46%
- Individuals46.95%
- Corporations / Businesses3.15%
- Charitable Organizations1.38%
- Pension & Profit Sharing Plans0.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadway Wealth Solutions is an independent registered investment adviser that provides portfolio management to individuals, families, small businesses and institutional clients. The firm operates on a percentage-of-assets fee model and also functions as an insurance broker. Registered with the SEC since 2022, Broadway describes itself as an active ESG investor and maintains relationships with banking and trust institutions. It does not act as a capital allocator or pension consultant; instead it relies on third-party managers for outsourced strategies where needed.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities17%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
Contacts
3 of 11
Alfonso Charles
Client Operations AssociateCRD 7529069
Paul Figueroa
Investment Adviser RepresentativeCRD 7740086
Harlee Holcomb
AVPCRD 6818025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$221M in ETFs
6%
$12.6M
53%
$209M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $45.3M | 515,783 | 20.50% |
Location
San Antonio, TX
Bexar
Location
San Antonio, TX
Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.
- Metro area
- San Antonio-New Braunfels-Pearsall, TX
- Region
- South
- County
- Bexar
- Address
- 1177 Ne Loop 410
- Time zone
- CT (UTC-6)
- Office locations
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