BROADWATER CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 125509
- Registered since
- August 15, 2022
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.53%
- Charitable Organizations9.98%
- Individuals7.29%
- Corporations / Businesses2.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadwater Capital Management LLC is a fee-based advisory firm focused on discretionary portfolio management for individuals, families and small business or institutional clients. Registered with the SEC in 2022 and owned by an individual, the firm emphasizes equity-centered portfolios, using exchange-traded equities as its primary allocation vehicle. Its client base is individual and family households, and the firm charges clients a percentage of assets under management. Investment activity shows a clear preference for liquid public equities, with most managed assets held in exchange-traded stocks and ETFs. The adviser is not positioned as an ESG-focused manager and does not operate as a multi-state or pension consultant adviser. Service delivery is centered on customized portfolio management rather than market-wide capital allocation or in-house fund sponsorship.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents17%
Contacts
2 of 2BRENT GARCIA
PrincipalCRD 2502544
ANGEL GARCIA
PrincipalCRD 1866252
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$3.5M in ETFs
100%
$3.5M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $1.5M | 12,300 | 42.82% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 15 Court Sq
- Time zone
- ET (UTC-5)
- Office locations
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