Broadwater Capital Management LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 125509
- Registered since
- August 15, 2022
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.53%
- Charitable Organizations9.98%
- Individuals7.29%
- Corporations / Businesses2.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadwater Capital Management LLC is an SEC-registered, owner-operated investment adviser that began registration in 2022 and serves individual and family clients. The firm provides discretionary portfolio management for individuals, small businesses, and for business or institutional clients. It charges fees based on a percentage of assets under management and does not identify as an ESG-focused or multi-state adviser. Broadwater is structured as a limited liability company with a single individual owner and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents17%
Contacts
2 of 2Angel Garcia
PrincipalCRD 1866252
Brent Garcia
PrincipalCRD 2502544
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$4.3M in ETFs
100%
$4.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $1.9M | 11,900 | 43.61% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 15 Court Sq
- Time zone
- ET (UTC-5)
- Office locations
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