Broadview Management, LLC

RIASEC Registered
Total AUM
$330M
Discretionary
$330M
100% of AUM
Avg account
$82.6M
Accounts
4
Employees
31
Advisory reps
3

Firm details

Headquarters
Saint Louis, Missouri
CRD number
334073
Registered since
March 7, 2025
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Broadview Management, LLC is a limited liability company that operates as a multifaceted fund manager, combining hedge fund and private equity activity with sponsor/GP roles in pooled vehicles. The firm is registered with the SEC (registered in 2025) and targets an institutional client base. Its reported business activities include acting as a CPO/CTA and providing portfolio management for pooled investment vehicles, which indicates both manager-of-record responsibilities and direct trading or advisory involvement in pooled strategies. The firm’s fee arrangements include a percentage-of-AUM management fee alongside performance-based fees and other fee structures typical of active alternative managers. Broadview does not identify as an active ESG investor and is not operating as a multistate adviser per the reported profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

FINTRX

Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
7676 Forsyth Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth