Broadspan Securities LLC

Overview

Broadspan Securities LLC is a limited liability company that has been registered with the SEC since 2002 and is presented as an investment bank and placement agent rather than a traditional asset manager. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm to focus on intermediary capital-raising and placement activities rather than acting as a capital allocator or discretionary investment manager. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or a related adviser. Those classifications, combined with its placement-agent label, suggest its business model centers on transactional and distribution work rather than providing pooled-asset management or ongoing advisory relationships.

Assets & Accounts

Location & Offices