Broadspan Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
114423
Registered since
February 11, 2002

Firm profile

FINTRX

Overview

Broadspan Securities LLC is organized as a limited liability company that functions as an investment bank and placement agent. The firm’s ownership is listed as a combination of a domestic entity and an individual. Broadspan does not operate as a capital allocator and does not identify itself as an active ESG investor. Several adviser-type attributes in the record are negative: it is not presented as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. As a placement agent and investment bank, the firm's activity is oriented toward capital-raising and transaction intermediation rather than running discretionary client portfolios. The source data contains no operating detail about fee arrangements, specific business lines, or advisory programs.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Gerrard

    Michael Gerrard

    CEOCRD 3008631

Contacts

1 of 1
  • Noah Kessler

    Noah Kessler

    Managing DirectorCRD 4435573

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1441 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth