BROADRIVER ASSET MANAGEMENT, L.P.

RIASEC RegisteredEst. 2011
Total AUM
$2.3B
Discretionary
$2.3B
100% of AUM
Avg account
$260M
Accounts
9
Employees
19
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
155792
Registered since
January 3, 2011
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Broadriver Asset Management, L.P. is a limited partnership that operates as a manager of pooled investment vehicles with a primary institutional client base. Structured as a private equity fund manager, the firm serves as sponsor, general partner and managing member of the pooled vehicles it advises. Its advisory mandate is focused on portfolio management for pooled investment vehicles rather than serving retail accounts or acting as a broad capital allocator. Fee terms combine a percentage of assets under management with performance-based fees, reflecting an alignment of economics with fund-level outcomes. The firm’s activity centers on private fund strategies rather than public-market wrap strategies. It is not positioned as an ESG-focused investor and does not report multi-state adviser status or pension-consulting activity. Broadriver has been SEC-registered since 2011 and maintains a single-office operating footprint.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • DAVID LOUIE

    Managing Director, Chief Operating OfficerCRD 4027620

  • PHILIP SILLER

    Co-CEOCRD 5201012

  • ANDREW PLEVIN

    Co-CEOCRD 1691340

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
350 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth