BROADMARK ASSET MANAGEMENT LLC
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 109422
- Registered since
- September 7, 2000
- Website
- www.broadmarkasset.com
- Custodians
- R.J. O'BRIEN SECURITIES, LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies98.22%
- Corporations / Businesses1.78%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadmark Asset Management LLC is an SEC-registered investment adviser organized as an LLC and operating since 2000. The firm serves primarily institutional clients while also providing portfolio management services for individuals, small businesses and investment companies. Its registration and reported activities identify it as both a CPO/CTA and a sponsor/GP or managing member of pooled investment vehicles, indicating the firm runs or advises commodity/managed-futures style programs and may operate private pooled funds alongside its advisory business. Fee arrangements combine a percentage of AUM with performance-based fees, consistent with advisory and pooled-vehicle strategies. Public filings show Broadmark is not positioned as an active ESG investor and it does not report multi-state adviser status. On the distribution and infrastructure side, the firm lists affiliations that include broker-dealer relationships, other investment adviser roles and trust company activities, pointing to a mix of execution, custody and sponsor roles rather than a pure wirehouse or retail-facing model.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents58%
- US Government Bonds41%
- Derivatives1%
Owners & executives
3 of 4RICHARD DAMICO
Chief Investment OfficerCRD 1326925
RICARDO CORTEZ
CEOCRD 2007975
ASKARI FOY
Chief Compliance OfficerCRD 7650814
Contacts
2 of 2WILLIAM HARDCASTLE
ManagerCRD 2048742
DAVID LINTON
SVPCRD 1730351
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$161M in ETFs
100%
$161M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $80.4M | 509,754 | 50.00% |
Location
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 200 Crescent Ct
- Time zone
- CT (UTC-6)
- Office locations
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