BROADMARK ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2000
Total AUM
$238M
Discretionary
$238M
100% of AUM
Avg account
$59.6M
Accounts
4
Employees
3
Advisory reps
6

Firm details

Headquarters
DALLAS, Texas
CRD number
109422
Registered since
September 7, 2000
Custodians
R.J. O'BRIEN SECURITIES, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies98.22%
  • Corporations / Businesses1.78%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Broadmark Asset Management LLC is an SEC-registered investment adviser organized as an LLC and operating since 2000. The firm serves primarily institutional clients while also providing portfolio management services for individuals, small businesses and investment companies. Its registration and reported activities identify it as both a CPO/CTA and a sponsor/GP or managing member of pooled investment vehicles, indicating the firm runs or advises commodity/managed-futures style programs and may operate private pooled funds alongside its advisory business. Fee arrangements combine a percentage of AUM with performance-based fees, consistent with advisory and pooled-vehicle strategies. Public filings show Broadmark is not positioned as an active ESG investor and it does not report multi-state adviser status. On the distribution and infrastructure side, the firm lists affiliations that include broker-dealer relationships, other investment adviser roles and trust company activities, pointing to a mix of execution, custody and sponsor roles rather than a pure wirehouse or retail-facing model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 58%, US Government Bonds 41%, Derivatives 1%58%
  • Cash & Cash Equivalents58%
  • US Government Bonds41%
  • Derivatives1%

Owners & executives

3 of 4
  • RICHARD DAMICO

    Chief Investment OfficerCRD 1326925

  • RICARDO CORTEZ

    CEOCRD 2007975

  • ASKARI FOY

    Chief Compliance OfficerCRD 7650814

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Contacts

2 of 2
  • WILLIAM HARDCASTLE

    ManagerCRD 2048742

  • DAVID LINTON

    SVPCRD 1730351

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$161M in ETFs

Passive

100%

$161M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$80.4M509,75450.00%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
200 Crescent Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth