Broad Investment Securities LLC
Firm details
- Headquarters
- Beijing,
- CRD number
- 290775
- Registered since
- January 10, 2018
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Broad Investment Securities LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2018. The firm targets individual and family clients and provides fee-based financial planning and discretionary portfolio management, with a stated capability to serve small business accounts. Its compensation mixes a percentage-of-AUM fee schedule with the possibility of performance-based fees. The adviser is not identified as a capital allocator and is not flagged by FINTRX as an active ESG investor. It is not listed as a multi-state adviser or a pension consultant, and there are no reported affiliated or related advisers in the dataset.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents100%
Owners & executives
1 of 1Ali Kaya
CEO and CCOCRD 7618088
Contacts
1 of 1Jiahui Cheng
Owner & Managing MemberCRD 7618096
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Beijing, null
Location
Beijing, null
Headquartered in Beijing, null.
- Address
- 3f Si Hui Da Sha
- Office locations
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