Briggs Financial Inc.

Overview

Briggs Financial Inc. is an independent registered investment adviser focused on serving individual and family clients, including small-business owners. The firm operates as a corporation under individual ownership and provides financial planning and portfolio management services. Its advisory model combines discretionary portfolio management with fee arrangements that include a percentage of AUM, hourly charges and fixed fees. Business activity listed for the firm includes acting as an other financial product salesperson, which suggests a capacity to recommend or arrange non-securities financial products in addition to investment advice. Investment preferences skew strongly to equities: the firm’s filings show a clear preference for exchange-traded equities as the primary vehicle for client exposure. Briggs Financial Inc. is not positioned as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or related adviser. All assets reported are discretionary, indicating the firm manages client portfolios under authority to implement allocations without seeking approval for each trade.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices