Breakwater Wealth Management
RIASEC Registered
Total AUM
$35.8M
Discretionary
$16.3M
45% of AUM
Avg account
$431K
Accounts
83
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 322057
- Website
- www.breakwaterwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI76.19%
- Individuals23.81%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Breakwater Wealth Management is an independent, owner-operated registered investment adviser organized as an LLC that serves individuals and families. The firm charges fees as a percentage of assets under management and focuses on financial planning and portfolio management for individual clients and small businesses. Breakwater does not identify as an active ESG investor and is not presented as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds2%
- Cash & Cash Equivalents2%
Contacts
1 of 1
Nicholas Shevland
FounderCRD 6185984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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