BREAKTHRU ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2024
Total AUM
$126M
Discretionary
$126M
100% of AUM
Avg account
$1.5M
Accounts
82
Employees
3
Advisory reps
3

Firm details

Headquarters
MUSKEGO, Wisconsin
CRD number
332173
Registered since
August 7, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI99.11%
  • Individuals0.89%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Breakthru Advisory Services, LLC is an independent registered investment adviser that began SEC registration in 2024 and focuses on individual and family clients. The firm provides financial planning, discretionary portfolio management for individuals and small businesses, and selection of other advisers. Its fee approach combines a percentage-of-AUM model with hourly charges. Breakthru is identified as a capital allocator and does not position itself as an active ESG investor. The adviser is not described as a multistate or pension consultant, nor is it listed as a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 21%, State & Local Bonds 5%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities21%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • SARAH KOPESKY

    Investment Advisor RepresentativeCRD 6558816

  • THOMAS DEPPE

    Investment Advisor RepresentativeCRD 5121635

  • JERALD JENDUSA

    Owner and ConsultantCRD 7945303

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 23

Active vs passive

$38.7M in ETFs

Passive

74%

$28.8M

Active

5%

$9.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$8.9M13,70723.02%

Location

Primary office

MUSKEGO, WI

WAUKESHA

Location

MUSKEGO, WI

Headquartered in MUSKEGO, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
WAUKESHA
Address
W160S6550 Commerce Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth