BREAKOUT MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2016
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
286227
Registered since
December 16, 2016

Firm profile

FINTRX

Overview

Breakout Management, LLC is an SEC-registered limited liability company formed in 2016 that operates primarily as a sponsor and general partner of pooled investment vehicles. The firm is classified as an unclassified, individually owned adviser and is not positioned as a multi-state retail advisory firm or an active ESG investor. Its principal activity is fund sponsorship and manager/GP responsibilities rather than running a traditional advisory business serving retail client accounts. The firm’s activity centers on running private pooled vehicles—acting as managing member, sponsor and GP—rather than holding or managing public stock portfolios for individual advisory clients. That structure frames its investment approach: assembling and managing private capital commitments, sourcing private company investments, and overseeing portfolio company governance and exits on behalf of fund investors.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • JULIA THIES

    Managing PartnerCRD 4887790

  • Lynn Fishburne

    Managing PartnerCRD 6738682

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
326B Infantry Ter
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth