BREACHWAY INVESTMENTS, LLC
Firm details
- Headquarters
- CHARLESTOWN, Rhode Island
- CRD number
- 299102
- Registered since
- October 16, 2023
- Website
- www.breachwayinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI61.19%
- Individuals36.02%
- Charitable Organizations2.79%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Breachway Investments, LLC is an independent registered investment adviser that serves both individual and institutional clients. The firm combines financial planning and portfolio management services with educational workshops, and it charges clients on a percentage-of-assets basis alongside hourly billing for certain engagements. Since its SEC registration in 2023, Breachway has oriented its public-market allocations toward pooled public funds and ETFs while maintaining the capability to place client capital into third‑party alternative funds. Public funds and mutual funds are the primary vehicle for day‑to‑day portfolio construction, with a material ETF bias in the equity sleeve. The firm is not an active ESG investor. Its advisory scope includes portfolio management for individuals, small businesses and institutions, plus pension consulting and planning work — a mix that supports both standard discretionary portfolio management and consulting relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities26%
- US Government Bonds9%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds3%
Contacts
2 of 2Joseph Curran
Founder & Investment AdvisorCRD 3024167
SAMUEL KAPLOWITZ
Vice President, Investment AdvisorCRD 5973521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$125M in ETFs
98%
$122M
0%
$3.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV) | State Street | Passive | Large Value | $11.7M | 205,819 | 9.32% |
Location
CHARLESTOWN, RI
WASHINGTON
Location
CHARLESTOWN, RI
Headquartered in CHARLESTOWN, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- WASHINGTON
- Address
- 4259 Old Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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