BRASS RING CAPITAL, INC.

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
MINNETONKA, Minnesota
CRD number
161781
Registered since
March 14, 2012

Firm profile

FINTRX

Overview

Brass Ring Capital, Inc. is a corporate sponsor and general partner that acts as the managing member of pooled investment vehicles. Since its 2012 registration, the firm has focused its activity on closed‑end private funds rather than on providing traditional registered advisory services to retail clients. The entity’s public disclosures show it is not a multi‑state adviser and does not identify as an active ESG investor, which suggests the firm’s capital allocation is driven by classic private markets objectives rather than a public ESG mandate. As a sponsor/GP, Brass Ring Capital appears to concentrate on private equity-type strategies and at least one other pooled vehicle. That structure implies active deal sourcing, position management and governance roles on portfolio companies rather than passive public market exposure. The firm’s owner type is listed as individual, and its business model centers on managing pooled capital for investors rather than running a broad retail advisory platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • DAVID RAFFEL

    Managing Director and Co-founderCRD 6036199

  • William Grindell

    Managing DirectorCRD 6611624

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MINNETONKA, MN

HENNEPIN

Location

MINNETONKA, MN

Headquartered in MINNETONKA, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
301 Carlson Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth