BOOTHBAY FUND MANAGEMENT

RIASEC RegisteredEst. 2014
Total AUM
$18B
Discretionary
$18B
100% of AUM
Avg account
$1.6B
Accounts
11
Employees
57
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
163706
Registered since
July 2, 2014
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Boothbay Fund Management is a privately held limited liability company operating as a hedge fund and registered with the SEC since 2014. The firm serves institutional clients and describes itself as a capital allocator that both manages pooled investment vehicles and selects external advisers. It conducts commodity pool or commodity trading adviser activities (CPO/CTA), and functions in sponsor/GP and managing-member roles for pooled vehicles. Fee arrangements include a percentage-of-assets component plus performance-based fees and other customary structures. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • IAN BYRD

    Chief Compliance OfficerCRD 7889636

  • ARI GLASS

    Founder and CIOCRD 2484759

  • DANIEL BLOOM

    CFOCRD 4394705

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Contacts

1 of 1
  • STEVEN LANDO

    General CounselCRD 4783327

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 36

Active vs passive

$60.1M in ETFs

Passive

93%

$55.7M

Active

3%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) S&P(R) RETAIL ETF (XRT)State StreetPassiveConsumer Cyclical$7.2M89,77312.03%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth