Blue Rock Capital
RIASEC Registered
Total AUM
$3.6M
Discretionary
$3.6M
100% of AUM
Avg account
$58.1K
Accounts
62
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 300876
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI69.44%
- Individuals30.56%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Blue Rock Capital is a small, privately owned advisory firm organized as an LLC that focuses on portfolio management for individuals and small businesses. The firm serves individual and family clients and charges fees as a percentage of assets under management. Blue Rock Capital does not present itself as a multi-state adviser, is not an active ESG investor, and does not identify as a pension consultant or related adviser in its disclosures.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents60%
- Exchange Traded Equities40%
Contacts
1 of 1
David Pettus
Financial AdvisorCRD 7079933
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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