BLUE BOX DOCS, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
ALBANY, New York
CRD number
339120
Registered since
October 28, 2025

Firm profile

FINTRX

Overview

Blue Box Docs, LLC is a sole-proprietor adviser that is SEC-registered (registration year 2025) and operates with an affiliation to a law firm. The firm is organized around a single-owner structure and is classified as unclassified in regulatory filings. It does not position itself as a multi-state adviser, a pension consultant, or a capital allocator in the reporting fields, and it is identified as not actively pursuing ESG investment mandates. The firm’s public filing activity centers on managing a single pooled vehicle rather than running a traditional retail advisory business. The law-firm linkage suggests the adviser may serve clients or sponsors with legal and transactional needs, or that its advisory activity is closely tied to legal practice clients and structures. Beyond the venture fund it advises, Blue Box Docs reports no conventional advisory client accounts or retail AUM.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • MICHAEL AST

    ManagerCRD 8182092

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
99 Washington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth