Blackrock Financial Management, Inc
Firm details
- Headquarters
- New York, New York
- CRD number
- 107105
- Registered since
- February 28, 1995
- Website
- www.blackrock.com
- Custodians
- THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, SSB NEW YORK INSTITUTIONAL, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles34.37%
- Insurance Companies28.69%
- State / Municipal Government10.84%
- Pension & Profit Sharing Plans10.27%
- Corporations / Businesses6.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Blackrock Financial Management, Inc. is a corporate, multi-strategy asset manager that functions as both a capital allocator and an adviser to individual, family and institutional clients. The firm manages pooled and separate accounts, sponsors and advises private funds, and performs pension consulting and adviser-selection services. Its business activities include commodity pool/CTA functions and other financial product distribution. The firm reports using fee models that include a percentage of assets under management, fixed fees and performance-based fees, and it identifies itself as an active ESG investor. The firm’s mandate spans portfolio management for individuals and small businesses, institutions and pooled investment vehicles. It also serves as a sponsor or general partner for pooled vehicles and maintains affiliations across brokerage, trust, banking and insurance channels. The organization has been SEC-registered since 1995 and presents itself as a multi-faceted fund manager with capabilities across hedge, private equity, real estate and securitized-asset strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds30%
- Cash & Cash Equivalents21%
- Exchange Traded Equities14%
- Other14%
- US Government Bonds11%
Owners & executives
3 of 6Charles Park
Chief Compliance OfficerCRD 2704483
Kristen Santerian
Deputy COOCRD 6129920

Christopher Meade
Chief Legal OfficerCRD 6728448
Contacts
3 of 33
John Engelke
DirectorCRD 2161023

James Caffarello
Divisional Sales ManagerCRD 5599386

Allison Sherman
AnalystCRD 5032589
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 540Active vs passive
$130B in ETFs
99%
$128B
1%
$1.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $36.3B | 66,396,707 | 27.99% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 50 Hudson Yards
- Time zone
- ET (UTC-5)
- Office locations
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