BLACKDIAMOND WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$424M
Discretionary
$406M
96% of AUM
Avg account
$342K
Accounts
1,238
Employees
10
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
291459
Registered since
February 26, 2018
Website
blackdiamondwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI66.42%
  • Individuals29.05%
  • Pension & Profit Sharing Plans4.34%
  • Corporations / Businesses0.19%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Blackdiamond Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm is owned by an individual and describes itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its fee framework combines percentage-of-AUM billing with fixed-fee engagements. Core advisory capabilities listed include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. The firm is affiliated with an insurance company and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Non-Exchange Traded Equities 12%, Investment Grade Corp Bonds 11%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 4%, Private Funds 3%, Other 3%, State & Local Bonds 2%, US Government Bonds 1%, Derivatives 1%58%
  • Exchange Traded Equities58%
  • Non-Exchange Traded Equities12%
  • Investment Grade Corp Bonds11%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1

  • Kenneth Nuttall

    Chief Investment OfficerCRD 6704812

Contacts

3 of 6

  • SCOTT UNGAR

    PartnerCRD 5199319

  • Jorge Pizarro

    Registered RepresentativeCRD 6769955

  • LAURENCE GREENWALD

    Managing PartnerCRD 1034663

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$159M in ETFs

Passive

48%

$76.4M

Active

35%

$83.1M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)Wisdom TreePassiveUltrashort Bond$15M297,8759.40%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
31 Hudson Yards
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth