BERNZOTT CAPITAL ADVISORS

RIASEC RegisteredEst. 1999
Total AUM
$265M
Discretionary
$260M
98% of AUM
Avg account
$654K
Accounts
406
Employees
3
Advisory reps
4

Firm details

Headquarters
CAMARILLO, California
CRD number
104583
Registered since
October 29, 1999
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI71.49%
  • Corporations / Businesses12.26%
  • Charitable Organizations9.69%
  • Individuals2.35%
  • Pension & Profit Sharing Plans2.26%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Bernzott Capital Advisors is a privately owned corporate RIA that has been registered with the SEC since 1999. The firm charges clients on a percentage-of-assets-under-management basis and concentrates its advisory activity on discretionary portfolio management for individuals, small businesses and institutional clients. Its client base spans individual and family clients as well as institutional relationships. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser; it also does not function as a capital allocator or pension consultant according to the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Cash & Cash Equivalents 9%, US Government Bonds 7%, Investment Grade Corp Bonds 3%, Other 3%78%
  • Exchange Traded Equities78%
  • Cash & Cash Equivalents9%
  • US Government Bonds7%
  • Investment Grade Corp Bonds3%
  • Other3%

Owners & executives

1 of 1
  • MARK SCOTT

    Managing Partner and Chief Compliance OfficerCRD 5486613

Contacts

3 of 3
  • KEVIN BERNZOTT

    Chairman & FounderCRD 2595235

  • Curtis DeBoni

    Private Client AdvisorCRD 8265670

  • MARILYN BERNZOTT

    ShareholderCRD 5398471

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 4

Active vs passive

$24.7M in ETFs

Passive

100%

$24.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL WORLD STOCK INDEX FUND (VT)VanguardPassiveGlobal Large Stock Blend$14.5M105,05858.79%

Location

Primary office

CAMARILLO, CA

VENTURA

Location

CAMARILLO, CA

Headquartered in CAMARILLO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
1200 Paseo Camarillo
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth