BERKELEY, INC

RIASEC RegisteredEst. 2004
Total AUM
$574M
Discretionary
$574M
100% of AUM
Avg account
$746K
Accounts
769
Employees
6
Advisory reps
4

Firm details

Headquarters
BOISE, Idaho
CRD number
117667
Registered since
March 30, 2004
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.52%
  • Individuals6.86%
  • Corporations / Businesses0.82%
  • Pension & Profit Sharing Plans0.79%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Berkeley, Inc. is an independent registered investment adviser that has been SEC-registered since 2004 and is owned by an individual. The firm serves both individual and family clients as well as institutional investors, focusing on financial planning, portfolio management for individuals and small businesses, and pension consulting. Its billing mixes percentage-of-assets fees with hourly and fixed-fee arrangements. The firm identifies as an active ESG investor, and it does not function as a capital allocator or a multi-state adviser. Service delivery appears centered on discretionary portfolio management given the parity between total and discretionary assets reported.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 40%, Exchange Traded Equities 26%, Private Funds 23%, Cash & Cash Equivalents 10%, Non-Exchange Traded Equities 1%40%
  • Public Funds/Mutual Funds40%
  • Exchange Traded Equities26%
  • Private Funds23%
  • Cash & Cash Equivalents10%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • PAUL WHITE

    Chief Investment OfficerCRD 1411481

Contacts

3 of 3
  • Megan Parrish

    Managing PartnerCRD 7861796

  • JON HENDRICKSON

    Senior Financial PlannerCRD 2555744

  • DANIELLE BEASLEY

    Investment Adviser RepresentativeCRD 6159463

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 58

Active vs passive

$188M in ETFs

Passive

69%

$130M

Active

16%

$58.2M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P INTERNATIONAL DEVELOPED QUALITY ETF (IDHQ)InvescoPassiveForeign Large Growth$23.3M657,82312.39%

Location

Primary office

BOISE, ID

ADA

Location

BOISE, ID

Headquartered in BOISE, ID, anchoring the Boise City-Mountain Home-Ontario, ID-OR metro in the West.

Metro area
Boise City-Mountain Home-Ontario, ID-OR
Region
West
County
ADA
Address
3778 N Plantation River Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth