BEATON MANAGEMENT CO INC
Firm details
- Headquarters
- HAVERHILL, Massachusetts
- CRD number
- 104728
- Registered since
- October 15, 1984
- Website
- www.beatonmanagement.com
- Custodians
- UBS FINANCIAL SERVICES INC., PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals45.47%
- HNWI31.11%
- Charitable Organizations21.74%
- Pension & Profit Sharing Plans1.68%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Beaton Management Co Inc. is a corporate-structured registered investment adviser that has been SEC-registered since 1984 and is owned by an individual. The firm focuses on portfolio management for individuals and small businesses and serves both high-net-worth individuals/families and institutional clients. Compensation is based on a percentage of assets under management. Beaton does not describe itself as an active ESG investor and is not designated as a multi-state adviser or a pension consultant. Its regulatory classification is unclassified and it does not operate as a capital allocator or a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Cash & Cash Equivalents16%
- Investment Grade Corp Bonds15%
- Public Funds/Mutual Funds4%
- US Government Bonds1%
Contacts
3 of 3THOMAS BEATON
DirectorCRD 4352283
LISA MANNING
DirectorCRD 1302937
TERRENCE BEATON
PresidentCRD 4352257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$29.1M in ETFs
96%
$28M
3%
$1.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $3.8M | 6,615 | 13.11% |
Location
HAVERHILL, MA
ESSEX
Location
HAVERHILL, MA
Headquartered in HAVERHILL, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ESSEX
- Address
- 150 Summer St
- Time zone
- ET (UTC-5)
- Office locations
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