BAZIS PRIVATE WEALTH, LLC

RIASEC RegisteredEst. 2016
Total AUM
$244M
Discretionary
$244M
100% of AUM
Avg account
$461K
Accounts
530
Employees
5
Advisory reps
4

Firm details

Headquarters
OMAHA, Nebraska
CRD number
148605
Registered since
January 27, 2016
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.57%
  • Individuals13.87%
  • Pension & Profit Sharing Plans1.82%
  • Charitable Organizations1.62%
  • Corporations / Businesses1.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Bazis Private Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2016. The firm is owner-operated and serves individual and family clients, providing financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Its fee structure includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Bazis does not act as a capital allocator, is not identified as an active ESG investor, and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, US Government Bonds 20%, Public Funds/Mutual Funds 15%, State & Local Bonds 6%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%, Private Funds 1%56%
  • Exchange Traded Equities56%
  • US Government Bonds20%
  • Public Funds/Mutual Funds15%
  • State & Local Bonds6%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • Aaron Hilgemann

    Assistant Portfolio ManagerCRD 7268330

  • RICHARD MCGINNESS

    Senior Vice PresidentCRD 6316315

  • Andrew Lamer

    Team AdministratorCRD 7981366

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
816 S 169th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth