Bayrock Financial, L.L.C.

RIASEC Registered
Total AUM
$61M
Discretionary
$52M
85% of AUM
Avg account
$236K
Accounts
259
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
305467
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals85.27%
  • HNWI14.73%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Bayrock Financial, L.L.C. is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-assets-under-management charge with hourly billing for advisory work. Bayrock is not positioned as a capital allocator and does not market itself as a multi-state or ESG-focused adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Non-Exchange Traded Equities 30%, Cash & Cash Equivalents 13%, Public Funds/Mutual Funds 5%, Derivatives 2%50%
  • Exchange Traded Equities50%
  • Non-Exchange Traded Equities30%
  • Cash & Cash Equivalents13%
  • Public Funds/Mutual Funds5%
  • Derivatives2%

Contacts

2 of 2
  • James Munchbach

    James Munchbach

    Director of Financial PlanningCRD 3062608

  • Kevin Londergan

    Owner, Vice PresidentCRD 2954982

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth