BAY POINT FINANCIAL, LLC

RIASEC Registered

Total AUM

$93.7M

Discretionary

0% of AUM

Avg account

$315K

Accounts

297

Employees

Advisory reps

Firm details

Headquarters: BEDFORD, New Hampshire
CRD number: 153017
Website: www.bayptfin.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.2%
Individuals40.42%
Pension & Profit Sharing Plans4.38%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

BAY Point Financial, LLC is a privately owned limited liability company that serves individual, family and select institutional clients. The firm acts as a capital allocator and offers a mix of financial planning and portfolio management for individuals and small businesses, and it performs manager selection on behalf of clients. Its business activities also include being a registered representative of a broker-dealer and operating as an insurance broker, which helps explain its use of insurance products alongside investment accounts. The firm charges fees on multiple bases — a percentage of assets under management plus options for hourly or fixed fees — and is organized under an individual ownership structure. BAY Point Financial is not identified as an ESG-focused manager and does not present itself as a multi-state adviser in the available information.