BAY Capital Advisors, LLC
Firm details
- Headquarters
- Virginia Beach, Virginia
- CRD number
- 140796
- Registered since
- October 20, 2021
- Website
- www.baycapitaladvice.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.75%
- Individuals17.28%
- Charitable Organizations2.97%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
BAY Capital Advisors, LLC is an independent registered investment adviser that appears on SEC records since 2021 and is owned by an individual. The firm serves both high‑net‑worth individuals and families as well as institutional clients. Its fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. Advisory services emphasize financial planning, portfolio management for individuals, small businesses and institutions, and educational workshops. The firm is not identified as an ESG‑focused investor, is not a multi‑state adviser in the available filing, and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities18%
- US Government Bonds6%
- Cash & Cash Equivalents2%
Contacts
3 of 5James Upshaw
Investment Adviser RepresentativeCRD 7986672
Edward Sallee
Managing MemberCRD 6442543
Arcelia Wicker
Financial AdvisorCRD 7687958
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$209M in ETFs
57%
$118M
17%
$90.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $21.6M | 246,194 | 10.37% |
Location
Virginia Beach, VA
Virginia Beach City
Location
Virginia Beach, VA
Headquartered in Virginia Beach, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.
- Metro area
- Virginia Beach-Norfolk, VA-NC
- Region
- South
- County
- Virginia Beach City
- Address
- 582 Lynnhaven Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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