Baugh & Associates, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 136342
- Registered since
- August 5, 2005
- Website
- www.baughandassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI88.28%
- Individuals11.56%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Baugh & Associates, LLC is an independent RIA formed as a limited liability company and registered with the SEC since 2005. The firm is owned by an individual and serves both individual/family and institutional clients. It charges fees as a percentage of assets under management and focuses on financial planning and portfolio management for individuals and small businesses. Baugh & Associates does not self-identify as a capital allocator, is not an active ESG investor, and does not present itself as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Other6%
- US Government Bonds5%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
Owners & executives
1 of 1
Derek Baugh
Partner, COOCRD 7467360
Contacts
1 of 1
Larry Baugh
Partner, PresidentCRD 4340364
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$2.2M in ETFs
100%
$2.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $567K | 770 | 25.58% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 6065 Roswell Rd
- Time zone
- ET (UTC-5)
- Office locations
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