Battle Capital Asset Management LLC

RIASEC Registered
Total AUM
$23.4M
Discretionary
$23.4M
100% of AUM
Avg account
$4.7M
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
156266
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI62.68%
  • Pooled Investment Vehicles37.32%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Battle Capital Asset Management LLC is an LLC-structured hedge fund manager that serves primarily institutional clients and runs both separately managed accounts and a pooled hedge fund. The firm operates as a commodity pool operator/commodity trading advisor (CPO/CTA) and provides portfolio management for individuals, small businesses and pooled investment vehicles. Its fee schedule combines a percentage-of-AUM component with performance-based fees, aligning compensation to relative returns. Investment activity is centered on equity exposure delivered largely through exchange-traded instruments, while the manager also deploys capital into a range of alternative strategies. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. Given its client profile and business activities, Battle Capital appears to blend liquid public-market equity execution with hedge-fund style allocations and performance-fee structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Derivatives 3%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%95%
  • Exchange Traded Equities95%
  • Derivatives3%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Terrence Ormsbee

    OwnerCRD 852657

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth