Basswood Capital Management, L.L.C.

RIASEC RegisteredEst. 2011
Total AUM
$2.8B
Discretionary
$2.8B
100% of AUM
Avg account
$188M
Accounts
15
Employees
16
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
138032
Registered since
June 20, 2011
Website
www.basswoodpartners.com
Custodians
MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles77.66%
  • State / Municipal Government16.15%
  • Charitable Organizations5.52%
  • Corporations / Businesses0.67%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Basswood Capital Management, L.L.C. is an SEC-registered hedge fund organized as an LLC and operating mainly for institutional clients. The firm was registered with the SEC in 2011 and is owned by an individual. It functions in roles common to commodity pool operators/commodity trading advisors and acts as sponsor, general partner or managing member of pooled investment vehicles. Advisory services are concentrated on portfolio management for pooled vehicles and for businesses or institutions. Its compensation combines a percentage-of-assets approach with performance-based fees. Basswood does not identify as an active ESG investor and is not structured as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Cash & Cash Equivalents 40%, Non-Exchange Traded Equities 1%59%
  • Exchange Traded Equities59%
  • Cash & Cash Equivalents40%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3

  • Marc Samit

    Principal & COOCRD 5065278

  • Scott Broder

    Scott Broder

    Chief Financial OfficerCRD 5115017

  • Justin Cannizzaro

    Chief Compliance OfficerCRD 2889923

Contacts

2 of 2

  • Matthew Lindenbaum

    Principal, Managing MemberCRD 5065272

  • Bennett Lindenbaum

    Bennett Lindenbaum

    Managing Member, PrincipalCRD 1544691

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$35.1M in ETFs

Passive

100%

$35.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P MIDCAP 400 ETF TRUST (MDY)State StreetPassiveMid Cap Blend$26.8M38,08276.32%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
645 Madison Ave
Time zone
ET (UTC-5)
Office locations

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